Discover the New Regulatory Regime for Investment Firms

Are you curious about the upcoming changes in the regulatory landscape for investment firms? Look no further! Our publication provides a comprehensive analysis of the new regulatory regime set to come into force in June 2021. Delve into the building blocks of past and present legislation and gain valuable insights into their interpretation.

Traditionally, the prudential regulatory response for investment firms in the European Union has closely mirrored that of banks. However, recognizing the distinct risk profiles of these enterprises, the European Commission has developed a tailored regulatory framework for investment firms. Our publication explores the implications of this new regime and examines whether the risks faced by investment firms are adequately addressed.

Understanding Investment Firms' Risk Profile

What risks do investment firms commonly encounter when providing investment services or engaging in investment activities? How does the prudential risk profile of an investment firm compare to that of a bank? Our publication dives deep into these questions, shedding light on the unique challenges faced by investment firms and offering valuable insights for risk management.

Unveiling Unexplored Territory in Financial Literature

While limited resources have previously addressed the prudential and financial risks faced by investment firms, our publication breaks new ground. It is the first comprehensive exploration of the forthcoming European regulatory regime, offering a fresh perspective on a topic that will resonate with financial firms across Europe. Be among the first to navigate this uncharted territory and gain a competitive edge.

Don't miss out on this invaluable resource for investment firms navigating the evolving regulatory landscape. Order your copy today and gain a comprehensive understanding of the new regime, its implications, and how to effectively manage the risks unique to the investment industry.